As a Fiduciary Financial Advisor, you give us your trust and friendship. Trust forms the foundation of our relationship. Being an independent firm, we have the freedom and flexibility to tailor our offerings to best suit the goals of our clients.
Where Are Assets Held & How Safe Will They Be?
Fidelity Investments is our preferred custodian. Fidelity offers impeccable financial stability and remains an industry leader in custody, trading technology and financial services. Fidelity is recognized for comprehensive account offerings, education/retirement planning tools and outstanding customer service. In addition, insurance is provided by Securities Investor Protection Corporation (SIPC) to protect client assets.
The Difference Between RIA & Registered Rep
As an RIA we have elected to adopt the Fiduciary standard of client care. This means we are legally and ethically obligated to place your interest above all others with complete transparency. Wirehouse reps are not fiduciaries as they focus on investment suitability. As an RIA we are eliminating conflicts of interest and documenting our commitment to you. In summary, RIA's strictly work for the client and Wirehouse reps work for their respective firm.
