Legal Disclosures
Correct Capital Wealth Management, LLC is a Registered Investment Advisor with the United States Securities and Exchange Commission (SEC). Registration does not imply a certain level of skills or training. We are required by law to disclose all pertinent information regarding our firm's operation in an annual Summary Disclosure Statement. Copies of this statement are available upon request to our clients, free of charge.
Download Our Client Relationship Summary and ADV Part 2A
Securities are offered through Purshe Kaplan Sterling Investments, Member FINRA/SIPC, with headquarters at 80 State Street, Albany, NY 12207. Purshe Kaplan Sterling Investments and Correct Capital Wealth Management are not affiliated companies. Investments through PKS or RIA are:
- Not FDIC insured
- Not bank guaranteed
- May lose value, including loss of principal
- Not insured by any state or federal agency
Correct Capital Wealth Management is registered in the following states: Alaska, Arizona, California, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Kansas, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Nebraska, Nevada, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, and Virginia.
Disclaimer
Information presented on this site is for informational purposes only. It does not intend to make an offer or solicitation for the sale or purchase of any product or security, except, where applicable, in said states where Correct Capital Wealth Management, LLC, has made notice filings or where an exception or exclusion from such filing exists. Investments involve risk and, unless otherwise stated, are not guaranteed. Nothing on this site should be interpreted to state or imply that past results are an indication of future performance.
All opinions expressed herein are those of Correct Capital Wealth Management, LLC, unless otherwise stated. Materials presented are believed to be from reliable sources: however, we do not warrant or guarantee the timeliness or accuracy of this information. Please first consult with a qualified financial advisor and/or tax professional before implementing any strategy discussed here.
The information being provided here is strictly as a courtesy. It is presented from sources we believe to be reliable, but we do not warrant or guarantee the timeliness or accuracy of this information. If you click on any links to these sources provided here, you are leaving this website. Neither we nor our information providers shall be liable for any errors or inaccuracies, regardless of cause, or the lack of timeliness of, or for any delay or interruption in the transmission thereof to the user. There are no warranties, express or implied, as to accuracy, completeness, or results obtained from any information posted on this or any "linked" website.
Privacy Policy
We recognize the importance of protecting the privacy of our clients. We want you to konw what information we collect from our clients and how we use it. The following is the policy that Correct Capital Wealth Management, LLC and its employees adhere to for the collection and use of your nonpublic personal information.
This Privacy Policy applies only to information collected through the Correct Capital Wealth Management website. It does not apply to any other information we may collect, including (but not limited to) any email messages or associated information you may send to addresses published on this site.
What Information Is Collected?
We may collect the following types of information as part of the normal course of business:
- "Personally identifiable information" such as your name, mailing address, and email address. This information does not include aggregate information that does not allow for the identification of an individual person. We collect this information only if you voluntarily choose to provide it to us, and you do not have to provide personally identifiable information to access our site.
- "Automatic information" such as the identity of your internet service provider, what browser you use to access our site, and your device's IP address. This is technical information automatically collected by our server, which may be hosted by a third party, and it is automatically recognized and collected each time you visit our site.
- Data about your financial transactions with us, including investments you have made, your account status, and other information you have provided such as income.
How We Use This Information
Any and all nonpublic personal information that we receive, with respect to our clients who are natural persons, is not shared with non-affiliated third parties who are not service providers to us without prior notice to, and consent of, such clients, unless otherwise required by applicable law. In the normal course of business, we may disclose the kinds of nonpublic personal information above to nonaffiliated third-party service providers involved in servicing and administering products and services on our behalf. Our service providers include, but are not limited to, our administrator, our auditors, and our legal advisor. Additionally, we may disclose such nonpublic personal information as required by law (such as to respond to a subpoena) or to satisfy a request from a regulator and/or to prevent fraud. Without limiting the foregoing, we may disclose nonpublic personal information about you to governmental entities and others in connection with meeting our obligations to prevent money laundering including, without limitation, the disclosure that may be required by the Uniting and Strengthening America Act by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT) Act of 2001 and the regulations promulgated thereunder. In addition, if we choose to dispose of our clients’ nonpublic personal information that we are not legally bound to maintain, we will do so in a manner that reasonably protects such information from unauthorized access. The same privacy policy also applies to former clients who are natural persons.
We may use personally identifiable information for the purposes for which it was collected. This includes the ability to contact you per your request if you had given us such information as part of a contact form. In addition to using personally identifiable information for the purposes it was collected, we may also use it to send you publications, invitations, and other marketing materials that we believe may be of interest to you. Automatic information is used for internal purposes, including the administration of our website, assisting us in understanding how it is used, and improving the quality of our site.
Confidentiality and Security
We restrict access to nonpublic personal information about our clients to those employees and agents who need to know that information to provide products and services to our clients. We maintain physical, electronic, and procedural safeguards to protect our clients' nonpublic personal information. We respect and value that you have trusted us with your private financial information, and we work tirelessly to maintain said trust. We are committed to preserving that trust by respecting your privacy as provided herein.
However, the Internet is not a secure medium and as such we cannot ensure, warrant, or guarantee the security or integrity of any information transmitted to use over the Internet or stored on our systems. While we employ industry-standard devices, software, and practices to protect your data, we ask that you not disclose any private or confidential information to us via this site.
Please contact us if you want to change, correct, or update personally identifiable information submitted to us via this website. We reserve the right to revise this Privacy Policy at any time. Your continued use of our website, after we post any revisions, constitutes an agreement to these revisions. If any such revisions are unacceptable to you, please do not access this site. This Privacy Policy is not applicable to, nor are we responsible for, the privacy practices of any third-party websites to which this site may link. Please acquaint yourself with any and all privacy policies of third-party websites you visit, as they govern any information collected by those websites.
Accredited Investment Fiduciary – Fi360 (sponsoring agency)
Accredited Investment Fiduciary® (AIF®) Designees can demonstrate that they have met educational, competence, conduct and ethical standards to carry out a fiduciary standard of care and serve the best interests of their clients. Designees must obtain training, pass an exam, and meet continuing education requirements to maintain their credentials.
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2024 Barron’s Top 1200 Advisors – Barron’s (sponsoring agency)
Brian I. Pultman, CFP® is a seven-time recipient of the Barron’s Top Advisor award and received his most recent award on March 8th, 2024. Barron's Top 1200 Financial Advisors Award is based on data provided by over 5,000 productive advisors based on data from September 30th, 2022 and September 30th, 2023. Factors included in the rankings: assets under management, revenue produced for the firm, regulatory record, quality of practice and philanthropic work. The financial advisor does not pay a fee to be considered for or to receive this award. This award does not evaluate the quality of services provided to clients. This is not indicative of this financial advisor’s future performance. The ranking is not an endorsement.
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Best in Business 2024 - Small Business Monthly (sponsoring agency)
St. Louis area businesses nominate each Small Business Monthly’s BEST list, and the top 25 wealth advisors receive the distinction of being included in the “Best Wealth Advisors” annual list. The most recent award was given in February 2024. Being included on this list is not an endorsement, nor is a fee paid to be considered.
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CERTIFIED FINANCIAL PLANNER™ Professionals – CFP Board (sponsoring agency)
Brian I. Pultman and Colin Day are CERTIFIED FINANCIAL PLANNER™ Professionals. CFP® Professionals have met extensive training and experience requirements and commit to CFP Board's ethical standards that require them to put their clients' interests first. In addition to a Bachelor’s Degree, a CFP® professional must complete coursework, finish a capstone project, pass an examination and hold themselves to high ethical standards. To maintain the designation, a CERTIFIED FINANCIAL PLANNER™ must complete annual continuing education requirements. Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the CFP® certification mark, the CERTIFIED FINANCIAL PLANNER™ certification mark, and the CFP® certification mark (with plaque design) logo in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
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Enrolled Agent – IRS (sponsoring agency)
An enrolled agent is a person who has earned the privilege of representing taxpayers before the Internal Revenue Service by either passing a three-part comprehensive IRS test covering individual and business tax returns, or through experience as a former IRS employee. Enrolled agent status is the highest credential the IRS awards. Individuals who obtain this elite status must adhere to ethical standards and complete 72 hours of continuing education courses every three years.
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Top Defined Contribution Advisor Teams 2024 – National Association of Plan Advisors (sponsoring agency)
The National Association of Plan Advisors Top DC Advisor Teams award recognizes teams of a single physical location having at least $100 million in defined contribution assets under advisement as of December 31, 2023. Correct Capital’s most recent award was given in March 2024. Established in 2017, the Top DC Advisor Teams nominees had to be individual advisor team/offices with a defined contribution book of business, in a single physical location. To be considered, firms had to submit responses to an application form, including information about their practices, notably their defined contribution (DC) assets under advisement. The list is created and conducted by the National Association of Plan Advisors, an affiliate organization of the American Retirement Association, a non-profit association. No fee is charged to participate.
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AGC of Missouri Member – Associated General Contractors of Missouri (sponsoring agency)
Correct Capital Wealth Management is proud to be a member of the Associated General Contractors of Missouri, and the financial advisor of the AGC of Missouri’s Multiple Employer Plan. Together with the AGC of Missouri, we offer members a retirement plan benefit for those interested in reducing administrative work and audit expenses, and those that are just getting their retirement plan off the ground. Correct Capital Wealth Management, LLC pays for an annual membership fee to Associated General Contractors of Missouri, and receives compensation as the financial advisor on the AGC of Missouri’s Multiple Employer Plan.
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